Investment Management

Formed in 2016, Great Elm Capital Management, Inc. (“GECM”) is an SEC-registered investment advisor. Led by Matthew Kaplan, GECM’s investment team has more than 100 years of experience in the aggregate, financing and investing in leveraged middle market companies. GECM’s investment approach focuses on applying the principles of value investing to the capital structures of leveraged middle-market issuers.

GECM serves as the external investment manager of pooled investment funds and accounts, including Great Elm Capital Corp. (NASDAQ: GECC), a publicly-traded business development company (“BDC”). For more information on GECC, please visit: www.greatelmcc.com.

GECM intends to expand and diversify the investment management platform by growing GECC through additional equity raises, debt issuances and opportunistic M&A as well as by adding additional clients and relationships through new fund launches and co-investment opportunities.

NOTABLE Transactions

In May 2022, GECM acquired the investment management agreement for Monomoy Properties REIT, a private real estate investment trust, with a diversified portfolio of net leased industrial assets.